Presentations

From Risk Assessment to Risk Management: Managing Fraud and Crime Risk for your Organisation

From Risk Assessment to Risk Management: Managing Fraud and Crime Risk for your Organisation

In this presentation from Australian Financial Crime 2016, Tony Prior, Director, Supervision, AUSTRAC, explores:

  •  Creating a robust risk management system to protect your organisation
  • Regulation – to keep the financial system free of criminal abuse
  • The future – looking forward to new frontiers
How the Internal Audit Function Can Enhance your Compliance Function

How the Internal Audit Function Can Enhance your Compliance Function

In this presentation from Australian Financial Crime 2016, Sean Hughes Chief Risk & Legal Officer, UniSuper, explores:

  • Working with your compliance team to conduct third party due diligence review
  • Determining when a third party audit is required
  • Reporting to senior management on compliance risks during business planning
  • Establishing and implementing practical guidance for entertainment, gifts and travel policies
Creating Autonomy to Manage Risk in Other Entities

Creating Autonomy to Manage Risk in Other Entities

In this presentation from Australian Financial Crime 2016, Andrew Lawrence, Senior Legal Officer Fraud, Security and Integrity Reform Branch, Attorney - General’s Department, explores:

  • Utilising informed technology and business decisions to carry out risk management techniques
  • Gaining executive buy-in and control in support of AML/CTF & Fraud risk models
  • Investing in a more integrated enterprise financial crime risk management platform
  • Carry-ing out a self governance plan that will benefit your entity & satisfy the regulators